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About Us

U.S. Global Investors is located in San Antonio, a lovely South Texas city that blends the American Southwest with the charm of Mexican culture. The Alamo City is proud of its rich history which dates back to Spanish settlers in the late 1600s.

San Antonio is also just a short drive away from the Gulf of Mexico where one can enjoy fishing and hundreds of miles of beautiful sandy beaches. San Antonio is just a short drive away from the beautiful Texas Hill Country and many scenic lakes, rivers and parks offering recreational activities.

Residents can entertain family and friends at our world-famous Riverwalk or watch the four-time NBA champion San Antonio Spurs at the nearby AT&T Center.

Currently the seventh-largest city in the United States, San Antonio is an economically vibrant city with low unemployment and a high quality of life.

U.S. Global Investors is a learning organization which allows highly motivated people to fast-track their career and experience. This additional edge has allowed many of the industry’s best talents to propel themselves to the next level.

At U.S. Global Investors you’ll be exposed to some of the best ideas in the financial industry, which will provide a conceptual framework to transform your business knowledge into productive action.

We do this through a culture that emphasizes “how to think” not “what to think.” 

U.S. Global Investors executives learn new approaches to capture value in a very competitive marketplace. We encourage, sponsor and support continuing education efforts and actively seek self-motivated individuals who are entrepreneurial and share our desire to be the best.

U.S. Global Investors is an equal opportunity employer and a smoke-free environment.

Full-time Employee Benefits include:

• Medical, dental, vision, prescription drug, disability and life insurance
• Free health club membership
• 401(k)
• Tuition reimbursement
• PTO
• Company participation in IRA and UGMA accounts
• Business casual attire
• EOE

Positions Available

Director of Human Resources

Type: Full-time
Department: Human Resources
Reports to: President/General Counsel and CEO/CIO

Industries: Financial Services
Posted: January 25, 2012
Compensation: Commensurate with experience

Key Responsibilities
U.S. Global Investors is looking for a Director of Human Resources who will lead all aspects of the HR function and serve as the strategic advisor and business partner to the leadership and management teams. This position works closely with all team members to ensure that HR programs are developed and implemented. The Director of Human Resources responsibilities include, but are not limited to, the following:

• Employee Relations
• Organizational Development (OD)
• Recruitment and Retention
• Training and Development
• Compensation
• Benefits Administration
• Worker’s Compensation
• Regulatory Compliance

Our ideal candidate will be comfortable working in an entrepreneurial environment where the values of the company are just as important as moving the business forward. The Director will function in a generalist capacity, have a hands-on approach, is positive and enthusiastic, and is solutions-oriented. The Director of Human Resources is the “Chief People Officer” and must be able to partner with others to develop strategic and tactical solutions to business challenges. The position requires an intelligent, self confident and practical individual with exceptional writing and interpersonal skills.

Requirements

• Bachelor’s degree in a human resources related field is required.
• Seven to ten years of professional HR experience, five years or more of direct management and supervisory experience is required.
• SPHR certification is highly desired.
• Strong leadership and interpersonal skills are required.
• Self-motivated and team-oriented.
• Excellent verbal and written communication skills.
• Planning, organization, and implementation skills with the ability to define, analyze, and resolve issues quickly and accurately.
• Working knowledge of employment laws.
• Strong skills in executive coaching and leadership development are highly desired.
• Ability to maintain confidentiality is required.
• Knowledge of ADP desirable.

Chief Compliance Officer

Type: Full-time
Department: Legal & Compliance
Reports to:

1. President/General Counsel of U.S. Global Investors, Inc. (as CCO of U.S. Global Investors, Inc.)
2. Board of Trustees of U.S. Global Investors Funds (as CCO of U.S. Global Investors Funds)
3. President of U.S. Global Brokerage, Inc. (as CCO of U.S. Global Brokerage, Inc.)

Industries: Financial Services
Posted:January 24, 2012
Compensation: Commensurate with experience

Key Responsibilities
U.S. Global Investors is looking for a Chief Compliance Officer that is responsible for administering the firm’s policies and procedures related to the Federal Securities Laws. The Chief Compliance Officer position covered by this job description is the position described in Rule 38a¬-1 under the Investment Company Act of 1940 and in Rule 206(4)-7 under the Investment Advisers Act of 1940. The Chief Compliance Officer will serve in such role for U.S. Global Investors Funds, U.S. Global Investors, Inc., and U.S. Global Brokerage, Inc. The Chief Compliance Officer’s responsibilities include, but are not limited to, the following:

• Monitor client accounts for compliance with applicable laws, rules, regulations, offering documents, and internal policies.
• Monitor the personal trading activities of employees for compliance with applicable laws, rules, regulations, and internal policies.
• Review communications with the public for compliance with applicable laws, rules, regulations, and internal policies.
• Maintain compliance manuals, provide training about compliance policies, test effectiveness of policies, and conduct surveillance for any breaches of policies.
• Oversee the process for licensing appropriate personnel.
• Prepare quarterly and annual written compliance reports to the officers and trustees of the U.S. Global Investors Funds and the officers and directors of U.S. Global Investors, Inc.
• Manage compliance staff.

Requirements

• Bachelor’s degree with a business-related focus is required. MBA is preferred. CPA is strongly preferred.
• Five to ten years of experience working in an investment advisor/mutual fund compliance role is required.
• Prior supervisory experience is required.
• Strong leadership and interpersonal skills are required.
• This position requires FINRA Series 6 (or 7), 26 (or 24), and 63 licenses, or the ability to attain these licenses within a reasonable period of time.
• Excellent verbal and written communication skills.
• Planning, organization, and implementation skills with the ability to define, analyze, and resolve issues quickly and accurately.
• Working knowledge of securities laws including the Investment Advisers Act of 1940 and the Investment Company Act of 1940.

Regional Vice President/External Wholesaler- West Coast

Type: Full-time
Department: Institutional Services
Reports to: Director of Institutional Services
Industries: Financial Services
Posted: December 1, 2011
Compensation: Commensurate with experience

Key Responsibilities
U.S. Global Investors is looking for a Regional Vice President/External Wholesaler to build and grow relationships with registered investment advisors (RIAs), financial planners, broker/dealers, family offices, consultants and other institutional clients throughout the west coast region of the United States. Some of the daily activities include, but are not limited to, the following:

• Develop and maintain new and existing relationships with key distributors to increase brand awareness and gross and net sales
• Develop a business strategy within the territory to include implementation of business plan around focus firms and potential relationship opportunities
• Develop and deliver sales presentations and conduct meetings with RIAs, financial planners, broker/dealers, family offices, consultants and other institutional clients
• Work closely with other members of the Institutional Services team to foster and collaborate on sales ideas
• Meet sales goals by managing budget while maximizing time and resources
• Coordinate and participate in regional sales seminars
• Report sales activities and opportunities in CRM

Our ideal candidate will be a high energy, motivated individual, who is committed to excellence. They will possess strong existing relationships within a specific territory and/or specific target market segment and the ability to develop new relationships in order to drive sales and increase brand awareness and sales. The Regional Vice President/External Wholesaler will have the ability to work autonomously and with a team; have a positive, sales driven attitude; exhibit excellent communication and presentation skills; and, demonstrate a proven track record of sales performance.

Requirements

• Undergraduate degree in Finance, Economics, Marketing or Business Administration is required
• Five (5) to ten (10) years of prior experience working in a wholesale capacity for a mutual fund firm
• Excellent written and verbal communication skills
• Deliver excellent sales presentations
• Ability to travel extensively

CIMA or CFA certification a plus

Junior Trader

Type: Full-time
Department: Investments
Reports to: Director of Research/Chief Investment Officer
Industries: Financial Services
Posted: November 29, 2011
Compensation: Commensurate with experience

Key Responsibilities
U.S. Global Investors is looking for a Junior Trader who is responsible for the successful and efficient execution of security transactions for the company. Some of the daily activities include, but are not limited to, the following:

• Executes both foreign and domestic buy and sell transactions for the funds.
• Orchestrates daily morning meetings, with prepared market-sensitive information.
• Provides market information for the portfolio managers and maintains a close relationship with sell-side brokers.
• Monitors technical conditions as they pertain to securities that the funds may consider for purchase or sale.
• Enhances the flow of information from the brokerage community to the investment team through fair and honest practices and the maintenance of good relations.
• Responsible for/facilitates settlement of all trades.

Our ideal candidate will be a high energy, motivated individual, who is committed to excellence. Work typically proceeds at a high pace and requires clear thinking and judgment on the part of the trader to seek the best execution for both equity and fixed-income funds.

Requirements

• Undergraduate degree (finance preferred) is required
• One (1) to three (3) years of prior experience trading domestic, foreign and options markets
• Excellent written and verbal communication skills are required

Send Us Your Resume

If you would like to have the opportunity to become a valued member in a professional and challenging environment and enjoy superior employee benefits, mail or fax your resume, with salary history to:

Human Resources
U.S. Global Investors, Inc.
P. O. Box 659405
San Antonio, TX 78265-9604

Fax (210) 308-1223: Attention: Human Resources.

You can also e-mail your resume to jobline@usfunds.com. After your resume has been reviewed and we believe that there is a potential match to our immediate openings, you will be contacted. If we believe that an appropriate match does not exist, we will keep your resume active for 90 days for future reference. We appreciate your interest in U.S. Global Investors and regret that we are unable to personally respond to each inquiry.

Net Asset Value
as of 02/03/2012