Forms & Applications
These are the most commonly requested applications and forms. If you’re not sure which form you need, give us a call. Be sure to review the prospectus before submitting an account application. Please send the signed and completed forms to:
U.S. Global Investors
PO Box 659405
San Antonio, TX 78265-9604
General Account Applications
- General Account Application
To open a Non-Retirement investment account, i.e., Individual, Joint, UTMA, Trust, Business or other Entity. - Transfer on Death (TOD) Account Application
To open an individual or joint account with a Transfer on Death (TOD) designation.
Account Maintenance Forms
- ABC Investment Plan® Enrollment Form
Establish or make changes to an Automatic Investment Plan. - Account Options Form
Establish or make changes to Distribution options, Redemption/Exchange privileges, add or change bank account information. - Change of Address Form
Update your account mailing address. - Name Change Request Form
Update your name due to a legal name change. - Change of Registration Form
Make changes to the ownership registration of your U.S. Global Investors account. - Change of Trustee Form
Make changes to the Trustee(s) for your U.S. Global Investors account. - Check Writing Privilege Form
(For the U.S. Treasury Securities Cash Fund & U.S. Government Securities Savings Fund only)
Establish the Check Writing privilege. - Cost Basis Election Form
Update your cost basis method. - Direct Deposit Enrollment Form
Set up a Direct Deposit to your U.S. Global Investors account via ACH. - Redemption Authorization Form
Request a Redemption from your Non-Retirement account. - Systematic Withdrawal Plan Form
Establish or make changes to an Automatic Withdrawal Plan. - VISA Checkcard Application (For the U.S. Treasury Securities Cash Fund only)
Request a VISA Checkcard (a valid U.S. mailing address is required). - TOD Change of Registration and TOD Designation of Beneficiary Form
To add a Transfer on Death (TOD) designation for your existing individual or joint account, or to designate a new TOD beneficiary for your existing U.S. Global TOD account. - Non-Retirement Account Investment Slips
Retirement Account Forms
- 403(b) Distribution Form
- IRA Account Application
(for Traditional, Roth, SEP and SIMPLE IRAs)
Establish an Individual Retirement Account. Review the appropriate Custodial Agreement below prior to submitting the IRA Account Application. - IRA Transfer/Rollover Request Form
Transfer or Rollover a Retirement Account at another financial institution to your U.S. Global Investors IRA account. - IRA Distribution Form
Request a distribution (redemption) from an IRA Account. - Designation of Beneficiary Form
Change the Beneficiary designation for your IRA account. - IRA Roth Conversion Form
Convert a Traditional, SEP or SIMPLE IRA account to a Roth IRA account. A completed IRA Account Application is also required if you do not have an existing Roth IRA account with U.S. Global Investors. - Request to Recharacterize an IRA Contribution Form
Move a Traditional IRA contribution to a Roth IRA or vice versa. An IRA Account Application is also required if the receiving account does not already exist. - IRA / ESA Correction of Excess Form
Correct a contribution made to an IRA or Coverdell ESA account. - IRA Account Application Addendum Form
Establish an IRA account for a Minor. Submit this form with the IRA Account Application. - SIMPLE IRA Summary Description
Distributed by employer to all employees eligible to participate in an employer’s SIMPLE IRA plan. - SIMPLE IRA Adoption Agreement
Submit this form with the SIMPLE IRA Account application(s). - SIMPLE IRA Salary Deferral Agreement Enrollment Form
Establish salary deferred contributions for SIMPLE IRA’s. Employer use only; do not submit to U.S. Global Investors. - SIMPLE IRA Notification to Employees
Distributed annually by employer to all employees eligible to participate in the employer’s SIMPLE IRA plan. - SIMPLE IRA Plan Document
Review by employer prior to establishing a SIMPLE IRA plan. Do not submit to U.S. Global Investors. - IRA and ESA Investment Slips