Investing With Us
These are the most commonly requested applications and forms. If you’re not sure which form you need, give us a call. Be sure to review the prospectus before submitting an account application. Please send the signed and completed forms to:
U.S. Global Investors
PO Box 781234
San Antonio, TX 78278-1234
General Account Applications
- General Account Application
To open a Non-Retirement investment account, i.e., Individual, Joint, UTMA, Trust, Business or other Entity.
Account Maintenance Forms
- ABC Investment Plan® Enrollment Form
Establish or make changes to an Automatic Investment Plan. - Account Options Form
Establish or make changes to Distribution options, Redemption/Exchange privileges, add or change bank account information. - Change of Address Form
Update your account mailing address. - Change of Financial Advisor Form
Establish or change the Financial Advisor on your account. - Check Writing Privilege Form
(For the U.S. Treasury Securities Cash Fund & U.S. Government Securities Savings Fund only)
Establish the Check Writing privilege. - Direct Deposit Enrollment Form
Set up a Direct Deposit to your U.S. Global Investors account via ACH. - Redemption Authorization Form
Request a Redemption from your Non-Retirement account. - Systematic Withdrawal Plan Form
Establish or make changes to an Automatic Withdrawal Plan. - VISA Checkcard Application (For the U.S. Treasury Securities Cash Fund only)
Request a VISA Checkcard (a valid U.S. mailing address is required). - Incoming Wiring Instructions
- Non-Retirement Account Deposit Slips
Education Savings Account Forms
- Coverdell ESA Account Application
Establish a Coverdell Education Savings Account.- Coverdell ESA Custodial Agreement
Review prior to submitting the Coverdell ESA Account Application.
- Coverdell ESA Custodial Agreement
- Coverdell ESA Transfer Request Form
Transfer a Coverdell ESA account at another financial institution to a U.S. Global Investors Coverdell ESA account. Also, change the Beneficiary designation of your U.S. Global Investors ESA account.
Retirement Account Forms
- 403(b) Distribution Form
- IRA Account Application
(for Traditional, Roth, SEP and SIMPLE IRAs)
Establish an Individual Retirement Account. Review the appropriate Custodial Agreement below prior to submitting the IRA Account Application. - IRA Transfer/Rollover Request Form
Transfer or Rollover a Retirement Account at another financial institution to your U.S. Global Investors IRA account. - IRA Distribution Form
Request a distribution (redemption) from an IRA Account. - Designation of Beneficiary Form
Change the Beneficiary designation for your IRA account. - IRA Roth Conversion Form
Convert a Traditional, SEP or SIMPLE IRA account to a Roth IRA account. A completed IRA Account Application is also required if you do not have an existing Roth IRA account with U.S. Global Investors. - Request to Recharacterize an IRA Contribution Form
Move a Traditional IRA contribution to a Roth IRA or vice versa. An IRA Account Application is also required if the receiving account does not already exist. - IRA / ESA Correction of Excess Form
Correct a contribution made to an IRA or Coverdell ESA account. - IRA Account Application Addendum Form
Establish an IRA account for a Minor. Submit this form with the IRA Account Application. - SIMPLE IRA Summary Description
Distributed by employer to all employees eligible to participate in an employer’s SIMPLE IRA plan. - SIMPLE IRA Adoption Agreement
Submit this form with the SIMPLE IRA Account application(s). - SIMPLE IRA Salary Deferral Agreement Enrollment Form
Establish salary deferred contributions for SIMPLE IRA’s. Employer use only; do not submit to U.S. Global Investors. - SIMPLE IRA Notification to Employees
Distributed annually by employer to all employees eligible to participate in the employer’s SIMPLE IRA plan. - SIMPLE IRA Plan Document
Review by employer prior to establishing a SIMPLE IRA plan. Do not submit to U.S. Global Investors. - Retirement & Education Savings Account Deposit Slips
Net Asset Value
as of 11/19/2009
- Global Resources Fund
PSPFX $8.59 -0.15 - Gold and Precious Metals Fund
USERX $16.13 +0.01 - World Precious Minerals Fund
UNWPX $17.99 +0.02 - China Region Fund
USCOX $8.24 -0.12 - Eastern European Fund
EUROX $9.07 -0.17 - Global Emerging Markets Fund
GEMFX $7.96 -0.11 - Global MegaTrends Fund
MEGAX $7.98 -0.07 - All American Equity Fund
GBTFX $19.31 -0.30 - Holmes Growth Fund
ACBGX $15.18 -0.23 - Tax Free Fund
USUTX $12.23 +0.02 - Near-Term Tax Free Fund
NEARX $2.22 No Change - U.S. Government Securities Savings Fund
UGSXX $1.00 No Change - U.S. Treasury Securities Cash Fund
USTXX $1.00 No Change